BA-202 · Lesson 5 of 5

ESG from the investor's perspective

ESG investment strategies, ESG ratings and their limitations, and the signs that help you recognize greenwashing.

15 min read Intermediate ESG and Green Bonds
Track contents ESG and Green Finance
0/5 lessons0%
Back to the track

ESG investment strategies

There is no single way to “invest ESG.” Investors combine several approaches depending on their goals: reducing risk, aligning the portfolio with personal or institutional values, or achieving measurable impact.

StrategyHow it worksExample
Negative screening (exclusion)Removes certain sectors, companies or practices from the investment universeExcluding tobacco producers or companies involved in serious human rights violations
Positive screening (best-in-class)Selects the companies with the best ESG performance in each sectorChoosing the most energy-efficient companies in an industrial sector
ESG integrationSystematically includes ESG factors in financial analysis, alongside traditional indicatorsAdjusting cost estimates for future energy prices or drought risk
Thematic investingFocuses on sustainability-related themesA portfolio focused on renewable energy or water
Impact investingIntentionally seeks measurable social or environmental impact alongside a financial returnFinancing affordable housing projects and reporting the number of families who benefit
Shareholder engagementDialogue with management and voting at general meetings to improve practicesAsking for emissions reduction targets

ESG ratings and their limitations

ESG ratings are assessments issued by specialized providers that try to summarize a company's ESG performance or exposure to ESG risks in a score or grade. They are useful as a starting point, but should be used with caution.

  • Different methodologies: providers choose different topics, weightings and data sources, so the same company can receive very different scores.
  • What exactly is measured: some ratings assess ESG risk to the company, others the company's impact on the world; the two are not the same.
  • Incomplete data: many scores rely on information reported by the company itself or on estimates.
  • Size matters: large companies with dedicated reporting teams may get better scores simply because they publish more information.
  • Scores are not credit ratings: a high ESG score says nothing directly about the issuer's ability to repay its debts.

Greenwashing: how to recognize it

  • Vague terms such as “eco-friendly,” “nature-friendly” or “climate neutral,” with no data and no methodology.
  • A focus on a small, visible project while the core business remains highly polluting and has no transition plan.
  • Very long-term targets with no interim targets, allocated budget or designated owners.
  • No external review, or allocation and impact reports that are late or missing.
  • A fund's name suggests a green theme, but the portfolio holds few assets related to that theme.
  • Emissions offsetting presented as the main solution instead of actual emission reductions.
Share of assets related to the stated theme
Share (%) = Value of theme-aligned assets / Total portfolio value × 100
A low share in a product that claims a green theme in its name or marketing materials warrants further questions.

An investor checklist

  1. Clarify your goalDo you want to reduce risk, avoid certain sectors or achieve measurable impact? The right strategy depends on your answer.
  2. Analyze the credit firstWith a green bond, the label does not replace analysis of the issuer's financial position, the maturity, the coupon and the liquidity.
  3. Read the green documentsCheck the financing framework, the second-party opinion and the eligible project categories, including exclusions.
  4. Follow the reportingCheck whether allocation and impact reports are published on time, with concrete figures and an explained methodology.
  5. Look at the big pictureCompare the financed projects with the issuer's strategy and core business, and do not rely on a single ESG rating.

Key takeaways

  • ESG strategies include negative and positive screening, ESG integration, thematic investing, impact investing and shareholder engagement.
  • Impact investing requires intention and measurable impact, not just exclusions.
  • ESG ratings differ between providers because of their methodologies, and they do not replace credit analysis.
  • Greenwashing can be recognized by vague claims, missing data, the lack of an external review and gaps between message and content.
  • A green label complements, but does not replace, financial analysis of the issuer.

Check your knowledge

Answer all the questions. If you answer all of them correctly, the lesson is marked as completed automatically.

Question 1 of 3An investor removes all coal-producing companies from their portfolio. Which strategy are they applying?

Explanation: Removing certain sectors or companies from the investment universe is negative screening.

Question 2 of 3Why can the same company receive very different ESG scores from two providers?

Explanation: Differences in methodology, topics analyzed and data explain why scores can vary significantly between providers.

Question 3 of 3Which of the following is the clearest sign of greenwashing?

Explanation: A large gap between the marketing message and the actual content of the portfolio is a typical sign of greenwashing; the other options are good practices.

Finished the lesson?Mark it as completed to track your progress.

Educational material only. It does not constitute investment, legal or tax advice. Numerical examples are hypothetical.